AN ASSESSMENT OF THE SUSTAINABILITY OF SOLID WASTE MANAGEMENT IN SCHOOLS OF KENYA: (A case study of Rusinga Schools in Nairobi County) BEATRICE NABURI NAKHOLI 14011S A Thesis Submitted in Partial Fulfilment of the Requirements for the degree of Master in Arts Social Transformation – Sustainable Development Tangaza University College Catholic University of Eastern Africa Nairobi JULY 2021 ii DECLARATION I, the undersigned declare that this Thesis is my original work and not the result of anything done in collaboration. It has not been previously presented to any other institution. All sources have been appropriately duly cited and duly acknowledged in full. I agree that this thesis may be available for reference and photocopying at the discretion of the University. Signature…………………………………………………………………………. Name of student…………………………………………………………………. Date…….................................................................................................................. We hereby certify that this thesis is an original piece of work, and fulfills all requirements. Supervisor 1: Dr. Dominics Dan Ayaa Signature………………………………………………………………… Name ……................................................................................................. Date ……………………………………………………………………… Supervisor 2: Dr. Jeketule Soko Signature………………………………………………………………… Name ……................................................................................................. Date …………………………………………………………………… Correction Supervisor: Dr. Tobias Nyumba Signature………………………………………………………………… Name ……................................................................................................. iii DEDICATION I dedicate this work to my family members; Arianna, Angel, Tabitha, John, Henry and Patrick for being my greatest support. You are a continued source of inspiration to me. iv ACKNOWLEDGMENT My sincere gratitude goes to all the students and staff members of RGS who took part in this study. This Thesis would not have been successful without your willingness and active participation. I also wish to appreciate all the members of staff from the Nairobi City County Government who found time to give their view about challenges in attaining sustainable solid waste management among schools in Kenya. Thank you for your valuable information that contributed greatly to this work. To Taka Taka solutions, I deeply appreciate the time you took out of your busy schedule to provide all the valuable information. To Mrs. Patricia Echessa–Kariuki and the Board of Directors RGS, thank you for believing in me and allowing me to carry out this research within the school To my supervisors Dr. Dominics Ayaa, Dr. Jeketule Soko and Dr. Tobias Nyumba your tireless guidance and support was a great source of motivation. Above all to God the Almighty for the good health and provision during my studies. v TABLE OF CONTENTS DECLARATION ....................................................................................................................... ii DEDICATION .........................................................................................................................iii ACKNOWLEDGMENT .......................................................................................................... iv LIST OF TABLES ................................................................................................................... ix LIST OF FIGURES ................................................................................................................. xi ABBREVIATIONS AND ACRONYMS ................................................................................ xii OPERATIONAL DEFINITION OF TERMS AS USED IN THE STUDY ......................... xiii ABSTRACT............................................................................................................................. xv CHAPTER ONE ....................................................................................................................... 1 BACKGROUND OF STUDY ......................................................................................................................... 1 1.1 Introduction........................................................................................................................................................................1 1.2 Insertion ...............................................................................................................................................................................1 1.3 Background of the study ..............................................................................................................................................2 1.4 Statement of the Problem ............................................................................................................................................5 1.5. Objectives of the study .................................................................................................................................................6 1.6 Research Questions ........................................................................................................................................................6 1.7 Justification of the Study ..............................................................................................................................................6 1.8 Scope of the study ............................................................................................................................................................8 1.9 Limitations of the study................................................................................................................................................8 1.10 Organization of study..................................................................................................................................................8 CHAPTER TWO ...................................................................................................................... 9 LITERATURE REVIEW................................................................................................................................ 9 2.1 Introduction........................................................................................................................................................................9 2.2 Theoretical Review .........................................................................................................................................................9 2.2.1Theory of Waste Management ...............................................................................................................................9 2.2.2 Cognitive social learning theory........................................................................................................................ 10 2.3 Empirical Literature Review ................................................................................................................................... 11 2.4 Conceptual Framework ............................................................................................................................................. 23 2.5. Research Gap .................................................................................................................................................................. 25 CHAPTER THREE ................................................................................................................ 27 RESEARCH DESIGN AND METHODOLOGY .......................................................................................... 27 vi 3.1 Introduction..................................................................................................................................................................... 27 3.2 Research design ............................................................................................................................................................. 27 3.3 Study location ................................................................................................................................................................. 28 3.4 Target Population ......................................................................................................................................................... 28 3.5 Sample Size ...................................................................................................................................................................... 29 3.6 Sampling procedure .................................................................................................................................................... 30 3.7 Research Instruments ................................................................................................................................................ 31 3.8 Data Analysis ................................................................................................................................................................... 31 3.9 Ethical consideration of research ......................................................................................................................... 32 3.10 Validity and Reliability ............................................................................................................................................ 32 CHAPTER FOUR ................................................................................................................... 33 RESULTS AND DISCUSSION .................................................................................................................... 33 4.1 Introduction..................................................................................................................................................................... 33 4.2 Response Rate ................................................................................................................................................................ 33 4.3. Demographic Characteristics of the Respondents ..................................................................................... 33 4.4 Age and gender of the respondents..................................................................................................................... 34 4.5 Factors that enhance sustainable waste management ............................................................................. 36 4.5.1 Knowledge on SWM already acquired. .......................................................................................................... 36 4.5.2 Interest in Acquiring Knowledge on Solid Waste Management. ...................................................... 38 4.6 Students’ Involvement ............................................................................................................................................... 42 Table 4.15. Would you be willing to be trained on how to separate bags for the purposes of collection if there was a recycling program in place? .................................................................... 44 4.7 Policies for Solid Waste Management .......................................................................................... 53 4.8 Resources............................................................................................................................................. 57 4.8.1 Collection System ...................................................................................................................................................... 57 4.8.2 Availability of equipment ..................................................................................................................................... 60 4.8.3 Efficiency of Collection System .......................................................................................................................... 60 4.8.4 Knowledge of School Community on technology for SWM ................................................................. 62 4.9 Discussion of findings ................................................................................................................................................. 66 CHAPTER FIVE..................................................................................................................... 73 THEOLOGICAL ANALYSIS AND REFLECTION ............................................................ 73 5.1. Introduction ....................................................................................................................................... 73 5.2. Theological reflection ..................................................................................................................... 73 5.3. Ministerial Reflection ...................................................................................................................... 73 vii 5.3.1 Factors that enhance waste management.................................................................................................... 73 5.3.2 Students involvement ............................................................................................................................................. 74 5.3.3 Policies............................................................................................................................................................................ 74 5.3.4 Resources. ..................................................................................................................................................................... 75 CHAPTER SIX ....................................................................................................................... 79 MINISTERIAL ACTION ....................................................................................................... 79 6.1. Introduction ....................................................................................................................................... 79 6.2. Key findings of the study ................................................................................................................ 79 6.3. Objective 1: Factors that enhance sustainability ..................................................................... 79 6.4 Objective 2: Students Involvement ............................................................................................... 80 6.5 Objective 3: Policies on SWM ......................................................................................................... 80 6.6 Objective 4: Resources ..................................................................................................................... 81 6.7. Recommendations............................................................................................................................ 81 6.8 Action Plan .......................................................................................................................................... 82 6.8.1 Discussions on the Action plan. ......................................................................................................................... 85 6.8.2 Short term action plan............................................................................................................................................ 85 6.8.3 Long term action plan ............................................................................................................................................. 86 6.9. Conclusion .......................................................................................................................................... 89 6.10. General Conclusion. ....................................................................................................................... 89 6.11. Dissemination of the thesis. ....................................................................................................... 91 REFERENCES .............................................................................................................................................. 93 APPENDICES ....................................................................................................................... 100 APPENDIX I - PICTURES OF RECYCLE BINS AND INCINERATOR AT RUSINGA SCHOOL, ......100 APPENDIX II: PUBLISHED TABLES FOR DETERMINING SAMPLE SIZE (SOURCE: SINGH & MASUKU, 2014) .......................................................................................................................................101 APPENDIX 1V- RESEARCH QUESTIONNAIRES .................................................................................104 Student Questionnaire: .........................................................................................................................104 APPENDIX V INTERVIEW GUIDE FOR KEY INFORMANTS ............................................................110 County government of Nairobi and RGS staff .................................................................................110 APPENDIX VI QUESTIONNAIRE -TAKATAKA SOLUTIONS ............................................................111 APPENDIX VII- NACOSTI APPROVAL .................................................................................................115 APPENDIX VIII– MINISTRY OF EDUCATION APPROVAL ...............................................................116 APPENDIX XI TANGAZA ETHICS APPROVAL ...................................................................................117 viii ix LIST OF TABLES Table 3.1. Sample framework of respondents ........................................................................ 29 Table 3.2 Distribution of respondents per year group and gender ....................................... 30 Table 3. 3 Published tables for determining sample size ....................................................... 31 Table 4.1. Distribution of respondents per year group and gender ...................................... 34 Table 4.2. Distribution of respondents by Gender ................................................................. 35 Table 4.3. Respondents’ age distribution ............................................................................... 35 Table 4.4. Knowledge already acquired ................................................................................. 36 Table 4.5. Respondents’ views on where they learnt WM education .................................... 37 Table 4.6. Respondents who would not like to know about waste management. .................. 38 Table 4.9. school curriculum and waste management ........................................................... 39 Table 4.10. Adequate curriculum content on SWM .............................................................. 40 Table 4.11. Adequate curriculum content on SWM .............................................................. 41 Table 4.12. Preferred feedback mode ..................................................................................... 42 Table 4.13. Strategies Used ..................................................................................................... 43 Table 4.14. Consistency in waste collection would help solve garbage problem. .................. 44 Table 4.16. The decision that I make can increase or decrease the amount of waste my school must get rid of (dispose of) Cross tabulation .............................................................. 45 Table 4.17. Case Processing Summary ................................................................................... 46 Table 4.18. Role playing in Waste Management .................................................................... 47 Table 4.19. I am concerned about other social issues such as cost of living, unemployment and crime than waste management. ....................................................................................... 48 Table 4.20. Handling waste in school...................................................................................... 49 Table 4.21. Students Readiness to Participate in SWM Programs ....................................... 49 Table 4.22. participation in waste management ..................................................................... 50 Table 4.23. Handling Waste in School .................................................................................... 51 Table 4.24. participation in waste management ..................................................................... 52 Table 4.25. participation in building SWM skill .................................................................... 52 Table 4.26. Readiness to participate in maintenance of this skill .......................................... 53 Table 4.27. Knowledge on policies on SWM .......................................................................... 54 Table 4.28. Policies on public education on SWM ................................................................. 54 Table 4.29. Policies on Waste Management ........................................................................... 55 x Table 4.30. Economic incentives to participate in SWM policies .......................................... 56 Table 4.31. Choice to purchase of fewer throwaway products with alternative products.... 57 Table 4.32. Case Processing Summary ................................................................................... 57 Table 4.33. Structured waste collection system ...................................................................... 58 Table 4.34. Amount of equipment available to manage waste............................................... 59 Table 4.35. Efficiency of the collection system which is offered by the provider .................. 61 Table 4.36. The reason why students litter the streets is because there are no designated areas for disposing waste. ....................................................................................................... 61 Table 4.37. Do you know the effective mechanism for school waste management? ............. 62 Table 4.38. Knowledge of school community on technology for SW Crosstabulation ......... 63 Table 4.39. Do you take part in clean-up activities? .............................................................. 63 Table 4.40. Waste Management Campaigns Carried Out ..................................................... 64 Table 4.41. Do you know the principle of 3R's? Crosstabulation ......................................... 65 Table 4.42. If yes, to what extent do you apply them ............................................................. 65 Table 4.43. Do you take part in clean-up activities? .............................................................. 66 Table 4.44. If yes, how often? .................................................................................................. 66 Table 6. 1 Action Plan ............................................................................................................. 83 xi LIST OF FIGURES Figure 2.1. Conceptual Framework............................................................................................ 24 Figure 3.2. Map of Kawangware, Source Google maps ............................................................. 28 Figure 6. 1 Bringing Behaviour change methods/techniques ...................................................... 88 Figure 6. 2 Individual to community social behaviour model ..................................................... 88 xii ABBREVIATIONS AND ACRONYMS BMW Biomedical Waste EMA Environmental Management Systems EMCA Environmental Management and Coordination Act GOK Government of Kenya IRS Informal Recycle Sector KS Knowledge and Skill KOEE Kenya Organization of Environmental Education MSW Municipal Solid Waste NEMA National Environment Management Authority NGC Nairobi County Government NGO’s Non-Governmental Organizations RGS Rusinga Group of Schools SWM Solid Waste Management UNEP United Nations Environment Program UNON United Nations Office at Nairobi USA United States of America UPOS Unintentionally produced organic pollutants WM Waste Management xiii OPERATIONAL DEFINITION OF TERMS AS USED IN THE STUDY Assessment The process of making judgement or forming an opinion about solid waste management in schools in terms of knowledge and skills, students’ involvement in SWM, comprehension of SWM policies and the resources available in enhancing waste management programs. Attitude Students’ opinions or feelings and perceptions on solid waste management as reflected in their behaviour and their responses to waste management. Involvement The act of Students taking part in solid waste management practices which can be attested to by practice, individual beliefs and values they place in matters relating to Solid waste management. Knowledge It is what students know about the management of solid waste. It is the information that students have about SWM from either formal or informal sources in their cognitive development process. Policy A set of plans or actions agreed on by the government or school to guide waste management practices. Resource This refers to whatever that could be of use in achieving sustainable waste management in schools such as equipment, capital, land, dustbins, or labour to mention a few. Skill Application of knowledge already acquired and methods used in SWM tasks. Sustainability The ability to impact the minds of the next generation Solid waste management programs at a certain rate or level, so as xiv to ensure that they are capable of propelling the same mechanisms and maintain the same standards. Waste The waste produced from kitchens, classrooms, yard trimmings, paper/card board substance, metals and glass eliminated or discarded as no longer useful or required by the school. Theological The critical study of the nature of the divine. It refers to the researcher’s analysis of the research problem in relation to God and religion. xv ABSTRACT The aim of this study was to establish the sustainability of managing solid waste in schools in Kenya using Rusinga School as a case study. The study was steered by four objectives namely: exploring the factors that enhance sustainable waste management in schools, assessment of students’ involvement in sustainable waste management in schools, examining the contribution of government policies to enhancing sustainable waste management in schools and an assessment of the contribution of various resources to enhancing sustainable waste management in schools. A descriptive research design with qualitative and quantitative approaches was used in the study. Data was collected using self-administered questionnaires and face to face interviews with a target population of 330 students, 7 staff members of Rusinga School, 9 from County Government of Nairobi and 4 from Taka Taka solutions. The sampling procedure was guided by both probability and non-probability sampling techniques. Findings showed that factors that enhance sustainable waste management included knowledge and skills reported by 69.9% of the students. Of the students who took part in the study, 16.4% indicated to be knowledgeable of sustainable waste management (SWM) procedure, 16.4% said they lacked training on SWM while 13.6% were indifferent to having had SWM training. With regards to their involvement in sustainable waste management, 71.4% of the students were not directly involved or actively playing a role in the SWM process. However, from the qualitative responses, it was affirmed that there was an enactment of Government policies on SWM although schools are struggling to implement them. Subsequently, 60.7% of the student responses refuted the existence of a structured SWM system and qualitatively the respondents affirmed a lack of adequate resources to managing solid waste among other challenges. The study recommends that awareness creation on waste and training on SWM to enhance knowledge and skills of learners and other stakeholders be carried out. In the long term, the study recommends the introduction of the waste literacy curriculum aimed at behaviour change of students who will then influence the entire community within the community. 1 CHAPTER ONE BACKGROUND OF STUDY 1.1 Introduction Chapter one of the study presents the preliminary foundation of the work that focuses on solid waste management. This includes the insertion of the researcher, the study’s background, statement of the problem, objectives of the study, research questions, and justification of the study. It further discusses the scope as well as limitations and organization of the study. 1.2 Insertion According to Mervis (2019), “highly visible trash is generated by residents, schools, and businesses and picked up at the curbside or in parking lots”. However, the issue of how waste is managed in terms of its collection, processing and finally disposed continues to be such a contentious one. Most strategies barely scratch the “surface of the complexity, choices, and challenges modern society faces in managing its waste” (Oluruntoba, Elimile, & Shendell, 2011). In view of this, specific measures need to be undertaken to ensure that the young generations in our schools take a role that is active as far as the management of solid waste is concerned. The researcher is a teacher in Rusinga Schools in Nairobi. She started teaching in the school in the year 2010 and hence has first-hand experience with the problem of waste management in the institution. The school continues to produce a lot of waste, such as organic (food, yard, and wood), recyclables such as paper, plastic, glass, and metal, and hazardous from the nurse station. Most schools in developing countries dustbins are used in collecting waste and unfortunately burn the waste in the open. The majority of the schools have inadequate facilities that would help in waste management. Just like in Nigeria, this scenario replicates itself in Kenyan schools in Nairobi City County posing “a community environmental health nuisance and may compromise school environmental quality” (Oluruntoba, Elimile, & Shendell, 2011, p. 16). For this reason, the study sought to assess the sustainability of solid waste management programs. Lack of sustainable waste management mechanisms is a hindrance to solid waste management (SWM) and a limitation to environmental management. 2 1.3 Background of the study As noted by Wakiaga (2017), management of solid waste remains a global problem. Some communities have started practicing alternative waste management practices like waste recycling and transforming it into energy with the use of technology (Hird, Lougheed, & Rowe, 2014). Some of the emerging global drivers pushing for more and better-organized waste management are resource scarcity and climate change. Current developments in technology all over the world in terms of digital evolution and mobile phone development are further complicating the issue. These technologies have introduced a new era to human behaviour hence an urgent need for solid waste management programs (Mavropoulous, Tsakon, & Anthoili, 2015). Sustainable solid waste management is one way to deal with the solid wastes we produce. It enhances the notion that we reduce the waste produced as well as their environmental harm. The waste produced does not have to be useless, since much of it can be put to the production of certain goods. In this regard, innovative ways can be found to ensure that waste becomes a source of income and livelihood. The discourse on sustainable waste management is on whether this waste can be mixed and then transferred from one part of the environment to another in a way that ensures sustainability and promotion of a safe environment. For example, Miller and Spoolman (2013), opine that there are ways to make waste more useful. In his letter on “Care for Our Common Home”, Pope Francis urgently advocates for “sustainable and integral development”. He especially implores young people to think of the environmental crisis as they build a future. He further draws our attention to the statement by the Bishops of South Africa, which states that “Everyone’s talent and involvement are needed to redress the damage caused by human abuse to God’s creation. All of us can cooperate as instruments of God for the care of creation, each according to his own culture, experience, involvements and talents” (Francis, 2015). The main objective is to ensure that every person in whichever location gets the relevant information and awareness for sustainable development. The lifestyle should be in harmony with nature (United Nations Environment Programme, 2016). Management mechanisms should be created to avoid a possibility of exploiting natural resources by those who are selfish and greedy (Amanor & Moyo, 2008). 3 Involving students globally in SWM is one of the most recommended ways of creating the right mechanisms in enhancing sustainability. However, Jurczak (2003) states that in Poland, for instance, environmental knowledge and awareness among students continues to be relatively low at all educational levels. Some of the “knowledge children have of the environment and nature” is not only limited but also only partially correct or altogether incorrect. This, therefore, prevents students from relating the causes and effects of natural phenomena and to employ this knowledge daily. Unfortunately, some of them have no knowledge about the sustainable measures concerning the environment. Most of them showed little sensitivity and did not pay sufficient attention to their degradation. In 1994, with the help of the European Union, Turkey initiated a program which included the introduction of “environmental management systems into primary schools within the scope of ISO 14001/EMAS”. In their evaluation of elementary schools that are part of the “eco-schools” Sevenic & Tonuk,(2017) found out that this program had influence in educating future generations as far as the practical management of waste is concerned. They concluded that children must also be enlightened on the both the economic and environmental benefits that accrue out of the management of solid waste. In addition to basic education subjects, there is need to include environmentally related subjects in the education curriculum. It should also have compulsory lessons on environmental awareness and waste management to “seek active support from professionals in the fields of education and ‘environment and waste management”. Schools can approach and collaborate with institutions of higher learning, NGOs, as well as government agencies in implementing environmental aspects in their curriculum (Sevinc & Tonuk, 2012). In Africa, a study by Silo (2011) in Bostwana revealed that even though the national policy on environmental education emphasizes the need for learners to take part in educational activities related to the environment, teachers tend not to enforce and encourage children’s participation in waste management. Their actions (teachers) tend to limit children’s participation. Environmental education though seen as core, waste management programs in most schools have been reduced to simple tasks such as collecting litter around the compound of the school and cleaning classrooms. According to Silo (2011, p. 24), “there is little connection made between how these 4 tasks improve the waste problems at the school, and why they are being undertaken in the first place. Children consequently see these tasks as hard labour, and not as a learning activity”. For a very long time, the study of educational waste has not received due attention. In Nigeria, most schools in urban communities have inappropriate solid waste management practices (Oluruntoba, Elimile, & Shendell, 2011). In Kenya, the sustainability of managing waste is fundamental to the delivery of the “Big Four” agenda. Advancing Kenya towards a more sustainable and circular economy is the fundamental issue that the policy seeks to address. It is believed that this will move the country towards the realization of the Zero waste principle, whereby the generation of solid waste (SW) is minimized or prevented. This issue according to the Ministry of Environment and Forestry, (2019, p. 23) is as critical as other critical social issues such as “mainstreaming of gender, youth and special needs”. The government should hence give it equal priority. It should be given the right public awareness as well as integrate knowledge. It must be cascaded to all levels of education from basic to tertiary levels. Ongunya, Aura, Nabwire, and Songok, (2014) study discusses the dangers of plastic waste in Kenya. They are of the opinion that education of consumers on the health risks that arise from the poor disposal of wastes especially plastics is so much needed. They point out that the Government of Kenya has in place laws and by-laws meant to reinforce the management of solid waste. The importance of resources into enhancing sustainable waste management programs cannot be ignored. Availability of resources in the management of waste is very critical such that it is the responsibility of various stakeholders to ensure adequate resources. In the context of a school, according to Rada (2016) the school community, which includes both the school children and the staff, could be considered as contributing to the total waste hence the need of adequate resources in the management. The amount of waste produced in a school does not depend on the size of the school or the number of occupants in it. However, it is the type of activities carried out. Furthermore, the human resource is also a crucial aspect in SWM (Rada 2016). In Kenya, the challenges of waste management are quite prevalent. Available statistics indicate that Kenya intentionally produces 2,800g of the toxic equivalent of Unintentional Persistent 5 Organic Pollutants annually. The waste burning makes emissions significantly environmentally toxic (Mayiani, 2018). Kenya is a trailblazer in Africa in addressing environmental concerns. Influencing disposal habits of citizens, partnerships as well as a systematic approach to handling waste can play a big role in waste management (Wakiaga, 2017). At an observational level, the Schools rubbish yard (see image on appendix I) can be depicted with visible heaps of solid waste. Domestic waste also referred to as garbage, refuse or trash is a common menace in the school. This waste consists of biodegradable waste which includes food and kitchen waste, green waste paper and non-biodegradable waste such as plastics, glass bottles, cans, metals and wrapping materials. The School’s domestic waste is not adequately managed and is disposed of at uncontrolled with minimal sorting or segregation. This status prompts the need to assess the levels of knowledge, skills, attitudes, resources and policies that have been entrenched or lack of them among the youth towards sustainable waste management strategies. 1.4 Statement of the Problem Waste management is essential in reducing environmental menaces and providing a safe and healthy work environment for students, teachers, employees and visitors in a school. Khitoliya (2007) affirms that from Kindergarten to the university, education aims to create an awareness that every individual has to share in the various causes as well as consequences of environmental programs. Currently, the Nairobi city, doesn’t have an effective waste management system. This has negative effects on people’s health and the environment. There is great potential to promote sustainability through education and practice. Although the literature in Kenya is too old, it focuses on inefficient collection and disposal of waste, failing to address the issue of sustainability (Gikangu, Gitau, Kamau, & Kimani, 2012). Also, most recent studies focus on analysing “the existing policy framework on solid waste management and its effectiveness in addressing SWM in Nairobi City County” (Akinyi, Kimata, & Kweyu, 2018), as well as large municipalities (Mugambi & Gichuki, 2017). This presents a gap in Kenya in the sense that it has not been ascertained whether students in Kenyan schools are part and parcel of solid waste management processes. It therefore raises the issue of waste in educational institutions, leaving a gap in how schools can have sustainable solid 6 waste management programs. This study, therefore, seeks to assess the sustainability of solid waste management in Schools. 1.5. Objectives of the study 1.5.1. General Objective The main objective of this study was to assess the sustainability of solid waste management practices in schools. 1.5.2 Specific Research objectives. The specific objectives of this research are: i. To explore the factors that enhance sustainable waste management in Rusinga schools. ii. To assess students’ involvement in sustainable waste management in Rusinga schools. iii. To examine the contribution of government policies on enhancing sustainable waste management in Rusinga schools. iv. To assess the contribution of various resources to enhancing sustainable waste management in Rusinga schools. 1.6 Research Questions i. What factors enhance sustainable waste management in Rusinga schools? ii. Does students’ involvement enhance sustainable waste management in Rusinga schools? iii. What is the contribution of government policies into enhancing sustainable waste management in Rusinga schools? iv. Does the availability of various resources contribute to sustainable waste management in Rusinga schools? 1.7 Justification of the Study This study sought to assess the enactment of policies, students’ knowledge, students’ involvement and the resources available in enhancing waste management programs in schools. The rationale of this study is anchored based on what has been impacted in the minds of the youth who are part and parcel of the future generation concerning sustainable solid waste 7 management programs. Currently, the world is grappling with making the natural environment sustainable. Subsequently, this study supports the fact that every Kenyan citizen has a right to a clean and healthy environment and sought to establish whether the measures in place can safeguard and enhance the environment sustainably. Thus, this study will contribute towards measures put in place especially by different legal frameworks in order to comply with matters to do with the environment. Some of them include the “Environmental Management and Coordination Act of 1999 and Environmental Management and Coordination (Waste Management) Regulations of 2006 to ensure a clean and healthy environment for all, keeping in line with the Article 42, of the Constitution of Kenya 2010” as stipulated in (NEMA, 2015, p. 4). Furthermore, going by Kenya’s Vision 2030 strategic paper, this study recognizes there in need for an “efficient and sustainable waste management systems” (NEMA, 2015, p. 4), as the country projects itself towards industrialization by 2030. This study, therefore, sought to make a statement that if the youth are knowledgeable about waste management, Kenya can attain sustainable waste management programs. This is enhanced by having public participation in policy development, while upholding the “principle of intergenerational and intragenerational equity, the polluter-pays principle” and the precautionary principle, (Environment Management and Co-ordination Act 1999). It is in this respect, that this study seeks to establish whether the youth are involved in sustainable solid waste management. In order for us to curb the menace of climate change, environmental management requires that all stakeholders be involved in addressing this challenge. As a nation, there is need to come up with a robust and flexible strategically driven approach in all organizations, households, local authority and business levels (Aspinwall & Cain, 1997) (Gupta & Gupta 2015). Therefore, this study is relevant and justifiable because it will extend the frontiers of knowledge in the subject matter on what mechanisms schools can have towards sustainable waste management programs. Findings from the study can provide insights and new leads in the search for practical solutions to the diverse, complex and dynamic challenging realities that characterize SWM programs. 8 1.8 Scope of the study The study location was Rusinga Schools, Nairobi County. The focus was to assess the sustainability of waste management in schools: a case study of Rusinga Schools in Nairobi County. The target population included the students of Rusinga Schools. The study targeted learners in year 7, 8, 9, 10 and 11 as well as members of staff in the cleaning department. Six employees from the Nairobi City Council and four employees from Taka Taka solutions were also part of the study. It aimed at establishing and documenting the sustainability of solid waste management systems among schools in Kenya. 1.9 Limitations of the study The researcher is a teacher by profession in a school. Students viewed her more as a teacher than a researcher and in this regard, they thought that she was commissioned to obtain information. The respondents felt that they are exposing the school’s weaknesses and were apathetic in giving the required information. To mitigate this, the researcher gave an explanation to respondents that the study findings will solely be used for academic purposes. The first part of the questionnaire focused on respondents’ consent. The researcher was also limited by scope. Very little has been written concerning the sustainability of waste management in schools. Some of the literature was old hence it was the researcher’s responsibility to examine what relates to this topic. 1.10 Organization of study The study consists of six chapters. Chapter one presents insertion, background information, the study problem, objectives of the study, research questions, justification of the study, scope and limitation of the study. Chapter two presents review of related literature, the theory informing the study and conceptual framework. Chapter three presents the research methodology which included the research design, the study’s location, target population, sample size and sampling techniques, data collection techniques, data analysis methods, and ethical issues of the study. Chapter four is devoted to the presentation and analysis of data and findings. The fifth chapter is a theological analysis and reflection. Chapter Six makes a conclusion and gives an action plan, the interaction among the diverse chapters and alternative solutions and presents suggestions on areas for further research 9 CHAPTER TWO LITERATURE REVIEW 2.1 Introduction This chapter reviews the relevant literature or discourses that have been fronted in the field of sustainable solid waste management. The chapter also presents and discusses the theoretical and conceptual framework that guided the entire study. 2.2 Theoretical Review A theoretical framework is a diagrammatic presentation of measurable variables. It defines the expected relationship between them and specifies the direction of such relationships. It is the stage where the structure of the research design is refined (Burns & Burns, 2012). This study is grounded on two key theoretical backgrounds: theory of waste management and that of Cognitive social learning theory. 2.2.1Theory of Waste Management The theory of waste management springs from a unified body of knowledge. It is built on the paradigm of industrial ecology, which represents a more in-depth account of the area under study. It is a different form of waste management practice. This is since it conceptualizes “the activity upon waste, and a holistic view of the functions and goals of waste management” (Pongracz, Philips, & Keiski, 2017). The fact that waste in Nairobi is often found along roads or outside homes, businesses such as schools, just highlights how compounding the problem of waste management is (Wakiaga, 2017). Theory of waste management defines waste management as that control of waste-related activities, with the aim of protection of human health and the environment, resources conservation and curbing climate change. The waste management hierarchy concept refers to the 3R’s, reduce, reuse and recycle where management strategies are classified according to their attractiveness in terms of waste minimization (Lagbas, 2015). 10 Waste management ranges from recycling, generation of waste, separation, behaviour change collection, transport, treatment, reuse and disposal, hence very multifaceted (Wakiaga, 2017). A school, which is the case of the study needs to have its waste control activities controlled. This will not only ensure the safety of the students as per the safety and occupational guidelines, but will also conserve the resources. The management of the waste within the school depends on all the variety of stakeholders, both within and outside the school. One the reasons of carrying out waste management is to ensure there is a clean and conducive environment for human habitation hence averting and danger to human health and the environment. Likewise, schools need to manage their waste to protect the students' health as well as the environment as a component of the theory. This side-to-side advancement of both health issues and conservation of resources can contribute to the sustainable agenda of waste management. Its application to the study extracted maximum practical benefits. 2.2.2 Cognitive social learning theory Also known as the cognitive behavioural theory or social cognitive theory, this theory is strongly associated with Albert Bandura who is considered to be one of its proponents. In the development of the theory, Bandura indicated that behaviour can be “learned by imitation, observation, beliefs, and expectations”. In his argument, he was of the view that, a “learner is not passively manipulated by elements of the environment but can use cognitive processes to learn” behaviours. From Bandura’s argument or statement, this study uses his argument to support the fact that young learners in formal institutions like schools can enhance their knowledge of public policies and learner participation in solid waste management. Formal institutions play a major role in terms of enhancing self-efficacy if we should attain effective solid waste management youth in schools should or are expected to be knowledgeable and proficient about solid waste management programs or approaches. These two theories do complement one another in this study. Waste management theory explains and predicts on how waste should be managed while the social cognitive theory emphasizes on how human behaviour can be modified to adjust into behaviour change towards sustainable waste management approaches in society through the training and learning processes as prescribed by the waste management theory. 11 2.3 Empirical Literature Review This section presents some of the key empirical studies that have been conducted at the global, continental and regional levels in the interest of creating knowledge on sustainable solid waste management systems. The main objective of this empirical literature review was to attain an overall and in-depth understanding of challenges and best practices in sustainable solid waste management systems. Globally, Hoornweg and Bhada, (2012), posit that cumulatively, every year, cities in the world produces approximately 1.3 billion tons of solid waste. According to the study, there are chances of this volume of waste increasing by 2025 to 2.2 billion tons. This empirical information poses a big challenge that needs concerted efforts through empirical research for sustainable waste management practices that can control and contain this challenge. Furthermore, the study reveals that “ten years ago there were 2.9 billion urban residents who generated about 0.64 kg of Municipal Solid Waste per person per day (0.68 billion tons per year). This report estimates that in contemporary times, these amounts have increased to about 3 billion residents generating 1.2 kg per person per day (1.3 billion tons per year)”. It further concludes that “by 2025 this will likely increase to 4.3 billion urban residents generating about 1.42 kg/capita/day of municipal solid waste (2.2 billion tons per year)”. These findings are a good indicator of the impending challenge that solid waste portends not only to Kenya but also to the global population. This finding has been reiterated by Habitat (2020, p. 7), that “many urban administrations seem to be losing the battle of coping with the ever-increasing quantities of waste. The challenge is made greater by the diversity of materials in the waste, which is no longer mainly food waste and ash but includes more and more plastic packaging, paper and discarded electronic equipment”. According to Starovoytova (2018, p. 69), the World-Bank classified, solid waste in eight different classes, namely “Industrial-waste; Commercial-Wastes; Residential-Wastes; Institutional-Wastes; Municipal-waste and services; Construction and demolition-debris and yard-wastes; Processed-waste; and Agricultural-waste”. Globally, countries have adopted several technologies to process and recover from waste resources. Empirical research indicates that composting of organic waste, anaerobic digestion 12 (AD) and harnessing energy from waste (EFW) i.e. combustion with heat and energy recovery through gasification, pyrolysis and mechanical biological treatment (MBT) are some of the technologies that can be used in solid waste management. From a global perspective data provided rates some of these technologies that 44% use combustion (with energy recovery); 15% employ waste-processing; 11% gasification; 9% integrated/mixed facilities; 8% recycling; 5% landfill; 4% AD, biogas and bio-fuel; 3% MBT; and 1%-others (AcuComm, 2020). For example, best practices in the use of these technologies, particularly combustion, with- energy recovery (EfW) by geographic area, can be drawn from the United Kingdom as well as the United States of America with “major investments, accounting for 24% and 11%, of global” Municipal Solid Waste (MSW) “investment activity, by-value, respectively, while the most active countries are China (10%), and India (5%)” (Starovoytova, 2018, p.74). The global community is keen on creating sustainable solid waste management systems. This is highlighted in the Global call to action goals which aim at ensuring that; everyone has access to safe solid waste management services by 2020, there is adequate control against waste dumping and burning, there is sustainable management of hazardous wastes, by 2030 there is a significant “reduction in waste generation, through prevention and the-3Rs (reduce, reuse, recycle)” (Starovoytova, 2018. p. 72) through the creation of green jobs and cutting global food waste by a half hence reducing food losses, in the supply chain (Wilson et al, 2015, p.303). This global call to action resonates well with this study. The current global discussions hinge on the 5 key goals towards sustainable solid waste management. Emerging trends in Africa indicate that it is expected that the generation of waste will significantly increase due to the rise of “industrialization, urbanization and modernization of agriculture in Africa”. According to UNIDO (2009), this will put more pressure on the capacity of waste management. Other studies have exposed that in a number of developing countries, solid waste management is characterized by a number of challenges including “low spatial coverage of waste collection,” lack of good collecting methods; inefficient infrastructure including technology, lack of adequate funding towards waste management and poor ways of waste disposal. Furthermore, other challenges include uncontrolled dumping which eventually leads to pollution, “limited data, on waste generation and lack of public awareness and participation” in 13 waste management (Starovoytova, 2018; Haregu, et al., 2017). Waste disposal in Africa is done with no respect or consideration of its impact on the environment or effect to human health. A tour in some of cities and towns in Africa one encounters heaps of accumulation of waste forming hills of dumpsites (Ekere, Mugisha, & Drakes, 2009) There is a common observation in the empirical literature on solid waste management in many African countries. Majority of this countries are experiencing serious problems with solid waste management solutions they have put in place. Waste management programs or solutions in this region, for instance, are not well funded and there is limited use of technology. As a result, there is a general poor management of solid waste (Zurbrugg, 2013), which is intensified by the fact that those developing countries with high poverty levels are not able to pay for waste disposal services (UNIDO, 2009). Therefore, there is a need to seek viable innovations into solid waste management. Lack of skilled manpower is also another challenge facing SWM system. As the magnitude of waste increases and the complexity of managing it is needed, the skills involved are technical. Not all the personnel in municipalities and government are well equipped with the necessary or relevant skills. Then there is lack of good road infrastructure, especially roads leading to dumpsites and lack of modern trucks for transporting waste (Starovoytova, 2018). Furthermore, Okumu, (2012, p. 16) pointed out challenges such as “lack of environmental control systems and evaluation of the real impacts” being among what affects solid waste management in Africa. Other services mentioned by other studies include cost of service which demand huge expenditure, lack of financial support, inadequate resource provision, people’s unwillingness to pay for the service and “lack of proper use of economic instruments,” (Ekere, Mugisha, & Drake, 2009). These empirical studies illuminate the probable factors that hamper SWM in Kenya, hence the interest of this study. Likewise, provision of a legal or administrative framework guiding waste management is also lacking in many African countries. Most of the countries lack a comprehensive national waste legislation (UNIDO 2009). This is an urgent need for a comprehensive infrastructural, institutional and legal framework as well as change in attitude towards solid waste management in Africa. In a study in selected countries in Africa, Ghana, Egypt, Kenya and Zambia, UNIDO (2009) in proposed several 14 recommendations towards the alleviation of waste management problem. Of interest, two recommendations were used to inform this study namely; “prevent and minimize waste and maximize reuse, recycling and use of environmentally sound” alternative materials, with the participation of government authorities and all stakeholders and the development of “waste management systems and extend waste service coverage” i.e. capacity building and training, public awareness, staff and equipment, finance and cost recovery, collection systems and recycling among others. In Kenya, the challenge of SWM is real (Gikangu, Gitau, Kamau, & Kimani, 2012). Even though as a country Kenya lacks the statistical demonstration on the levels waste generated, it is estimated that “per capita municipal waste generation in urban areas” in the country “ranges between 0.29 and 0.66 kg/day” (NEMA, 2005). Estimation shows that 61% of waste in the municipal authorities comes from residential areas, 21% from industrial activities while the rest comes from health facilities like hospitals, markets and other sources (NEMA, 2005). The current solid waste management situation is characterized by poor waste collection activities as evidenced in local authorities (UNIDO 2009). In most of the local authorities, there are inadequate systems for collecting and disposing waste. Even where there are systems, most of them are not environmentally friendly. In a study done by JICA about the Nairobi City, the findings showed that about 30% of local authorities budgets are spend on waste management and efforts towards cleaning the environment. 70% of the 30% is spent on waste transportation. Other than the role played by the local authorities, the study revealed that the private sector also plays a major role in waste management. For instance, “in Nairobi where waste collection levels stand at 56%, the City Council collects 500 tons/day” while “19 private licensed companies collect another 500 tons/day while waste recyclers and scavengers collect 350 tons daily” (CCN, 2008 cited in UNIDO 2009). The challenge of accumulated waste deposits and proper waste management affects every person and institution in our Kenyan society, (NEMA 2015; National Solid Waste Management Strategy and Vision 2030). Empirical research has established some of the common challenges in Waste Management in Kenya due to diverse factors. For example, NEMA (2015) identifies some of the common challenges to Solid waste management in Kenya which can be summarized as lack of awareness and knowledge, political influence and lack of goodwill, funding, lack of disposal 15 sites, high poverty levels, lack of segregation of waste, limited technical competencies and slow adoption of modern technological options. The future of sustainable waste management in Kenya should be anchored in the youth. UNEP (2010) argues that “to ensure development in a country, the needs of present generations should be met without compromising the ability of the future generations to meet their needs”. Thus, the youth in Kenya should be trained on solid waste management so that they can provide a conduit for sustainable waste management practices that can support future generations for enhanced development and conservation of our environment. Based on this background, this study sought to sample out and assess whether limited awareness, knowledge and skills, involvement or participation, solid waste management resources, and policies can be enhanced towards a sustainable waste management program in schools. Rusinga Schools does not have a good mechanism handling waste particularly at a domestic level. In most cases households do not practice waste segregation during waste collection. Furthermore, there is a negative attitude towards waste management while lack of personal responsibility leads to poor practices such as littering, illegal dumping and open burning. 2.3.1 Factors that enhance sustainability of waste management. Whereas knowledge refers to the awareness gained by learning about SWM, skill is the ability to effectively put the acquired knowledge into proper use. Some research has been conducted on knowledge and skills of solid waste management. For instance, in a study by Ifegbesan (2011), the findings showed that there was a correlation between variables such as age, education and gender and care for the environment. Other studies have also explored a correlation between attitude towards the environment and variables such as education, income, age, and gender. The aspect of knowledge and skill is supported by Chanda (1999, p. 26), who in his study found out that “environmental concerns among residents of Gaborone vary according to education and income levels, while age and gender do not seem to have any significant influence on variation in concern”. Therefore, this study sought to explore whether knowledge and skill are common indexes among students regarding sustainable waste management in Kenyan schools. This was revealed in a study by Jurczak (2003) which highlighted the fact that people who are knowledgeable about waste management would take steps to manage waste more often than 16 those with less knowledge. The study therefore recommended that there is need to create public awareness so that to educate many people about “SWM and to encourage teaching pro- environmental attitudes”. Furthermore, from a global perspective, creating awareness about waste and its management plus general education about SWM is very important in resource management (Lagbas, 2015). Isa et al, (2005) were of the opinion that lack of public awareness was one of the major concerns to most authorities in Malaysia. Likewise, many people are not aware of the need for separating household waste for recycling (Miafodzyeva, Brandt, and Olsson 2010). However, in the United States of America DeLago (1991) found out that there is scanty information on littering as an issue affecting most schools. Students should hence be involved in research as this allows them to take an active role in community affairs. Manowong (2012) study in Thailand revealed that there is little research on waste management. The study suggested that there is need for academic involvement that would translate into practical research and implementation of policies. The impact of knowledge cannot be underestimated as it is one of the variables correlated to practice that drive people to act. However, effective interpersonal communication channel networks are yet to be explored. This was revealed by Talonghari and Jamais (2010) investigation in the Philippines that aimed at determining the role of “knowledge, attitudes and practices (KAP)” in the management of solid waste. Similarly, a study by Lakbala and Lakbala (2014) in Iran, assessed knowledge and attitude of hospital staff on Biological Waste Management (BWM), revealed that there is a relationship between the level of educational attainment and training in BWM management. Lack of training and awareness leads to apprehension thus leading to laxity. Therefore, it is imperative that SWM should be a key part of the school curriculum for effectiveness. Agamuthu and Hansen (2007) exploration in Malaysia point out to the fact that SWM provides opportunities for different stakeholders in different areas such as education, research and agencies globally. Hence schools can play a major role in laying the foundation in awareness, knowledge and skill in environmental issues as an important aspect of curriculum development. According to an investigation carried out in Japan by Diaz and Otoma (2013), both municipals and residents(students) play an important role in making decisions concerning SWM. They 17 hence should have constant collaboration as far as the disposal and recycling of waste is concerned. This literature reviewed highlights the importance of the advancement of knowledge and skill in waste management. However, there is little written material on what hinders public awareness which interferes with practice. This study then posed pertinent questions in the sphere of awareness, knowledge and skill i.e. could this be a challenge to waste management programs? Is the school curriculum a hindrance to enhancing waste management programs? What feedback method of communication could increase the level of awareness among the community? Do they have the right skills to enhance these programs? These are some of the gaps that the researcher sought to address. 2.3.2 Student’s involvement There has been increasing emphasis to encourage students to participate in waste management efforts. Good habits and behaviour among youth should be encouraged. Teaching them about being “good stewards of our environment” will enable them “to create a more sustainable environment in the future and for future generations” (Mrema, 2008, p. 5). Finding out what motivates them towards this is crucial. Knowledge is a necessary condition for action. This was revealed in a study by Godfrey & Scott, (2011) study in South Africa that sought to find out how the process of learning utilized data to inform and manage their operations. Carlson (2001) inquiry in California says that to induce behavioural change necessary to resolve an environmental problem, social norms play an important role. This is due to the fact that “heterogeneous groups of individuals with no real connection to one another change behaviour for little or no economic gain”. However, Mrema’s (2008, p. 5) assessment of student’s attitudes and behaviour of towards recycling in an attempt to increase their participation in waste recycling, determined that it is the “knowledge about recycling and knowing what materials are recyclable” that influences their participation. Other main factors are the location and instructions on the recycling bin. Gupta and Gupta (2015) in India identified significant numbers of driving forces towards participating in SWM. The studies concluded that all interested parties must work together with future strategies being robust and flexible to accommodate this significant change in SWM. 18 However, Murad and Siwar (2007) undertook a study in Malaysia which “determined and analysed factors that significantly influence the environmental behaviour of the urban poor” concerning SWM particularly their recycling practices. Findings showed that an individual’s knowledge, level of education and skills were key to successful solid waste management. The study, therefore, recommended that policies should be formulated to promote knowledge, education and skill. Silo (2011) carried out a study in Botswana to analyse children’s participation in waste management. It was discovered that teachers attempt to meet policy by prescribing and ascribing rules to students. This creates a mismatch between teachers and children objective, hence hindering participation. Park and Berry (2013) carrying out a study in Florida to identify effective recycling programs echoed the above by stating that individual incentives can influence recycling programs. The above literature reviewed appreciates the importance of students’ participation. It brings to light what motivates them as well as stating efforts made by teachers towards the same. However, it fails to address that issue of participation regarding their attitude towards SWM, as well as how to ensure that their participation leads to sustainable mechanisms. These are the aspects the present researcher seeks to address. 2.3.3 Solid waste management Policies A Policy is an intent implemented as a procedure to the attainment of waste management mechanisms at both national and organization level. Kenya like most countries has a legal framework and policies that moderate and regulate waste management. To implement laws and policies, the Government of Kenya came up with NEMA through an act of parliament. The National Environment Management Authority (NEMA) is a government agency responsible for the management of the environment, and the environmental policy in Kenya. The Environmental Management and Coordination Act (EMCA), 1999 Section 3 of EMCA, 1999 stipulates the duty of everyone to protect the environment as every Kenyan “entitled to a clean and healthy environment”. In the enactment, the authority is mandated to “exercise general supervision and coordination over all matters relating to the environment”. On behalf of the 19 government, it is supposed to ensure there is full “implementation of all policies relating to the environment” (NEMA, 2015). The management of waste in general and that for “solid waste including industrial waste, hazardous waste, pesticides and toxic substances, biomedical waste and radioactive substances in particular” fall under the Environmental Management and Coordination Act (Waste management regulation 206). On the other hand, the government has enacted the National Environmental Policy (2013) in efforts to achieve various tasks related to the environment. Such tasks are capture in a study by Haregu et al., (2017, p. 520) which include to develop and integrate “waste management system, promote the use of economic incentives to manage waste and promote the establishment of facilities to recycle and reuse”. According to Gupta and Gupta, (2015), middle-income countries, management of solid waste in receives very little attention in policies that are developed. However, there is a growing concern from members of the public as most of the towns and cities in these countries have unpleasant visibility of waste which is a health hazard to the residents.Policies enacted by one municipality may have significant impacts on the competitiveness of other municipalities. This is in accordance with Howell, (2015) study in the United States, who assessed the modes of governing SWM. His study found out that differences in both legal authorities over and functional proximity to the practices and processes of SWM spurred the deployment of and competition between municipal modes of governing practices. It recommends that environment policy issues should be examined further. However, Gupta and Gupta, (2015) study in India found out that policies the development of policies is one thing. The real challenge is in the implementation of the policies. Identifying policy drivers is necessary for the successful promotion of waste reduction and recycling as revealed by Hotta and Suzuki (2014) who carried out a study in Japan. Segregation of waste at source is an important aspect for efficient processing and hence policies must be put in place to ensure that it is enforced at both household and school level. These thoughts are echoed in an inquiry by Karanja, Mwangi, Ngetich and Njeru (2013) in Kenya that examined how solid waste contributes to livelihoods. Their study points to the fact that even though those 20 who collect waste are making a living out of it, the conditions that they operate in are unsafe and harmful. They therefore suggest that the “informal sector should be recognized as stakeholders within the municipality in solid waste management since the sector is concerned with the attainment of livelihoods”. The health risks associated with waste collection and management should be minimized and policies should be enacted to achieve safety measures. In India, a study by Gupta and Gupta, (2015) revealed that recognizing the role of the community participation in SWM initiated various policy measures. However, for this to be effective, regular meetings have to be held with all stakeholders on issues related to waste management. Awareness campaigns have to be carried using both traditional media as well as the new media. Furthermore, these campaigns could be taken to schools and colleges, as “public environmental education and regulatory measures are strengthened”. Effectiveness in the implementation of these policies could be achieved if other instruments such as waste collection and disposal tariffs, “deposit-refund schemes, and product levies” are implemented (Kgathi & Boolane, 2001). SWM like all other aspects of a country’s infrastructure should be given equal opportunity. Whatever is lacking in this context should be addressed through the available systems and policies to ensure sustainable urban environmental management. Oteng-Ababio (2011) in examining the key barriers to effective SWM practices in Ghana, proved that there is the marginalization of waste treatment and disposal practices. Lounsbury (2001) exploration in the United States on how variation arises in the staffing of recycling programs at colleges and universities strongly concurs that policies should not encourage marginalization of solid waste management. There should be environmental awareness campaigns, programs aimed at increasing consumers’ awareness, as well as informed development of recycling opportunities for residents (Gupta & Gupta, 2015) study in India positions. Local policymakers should also provide a waste reduction alternative in SWM. Nonetheless, according to Aziz, Abdul, Bashir and Yusoff (2011) having government regulations in place alone is not adequate. They advise that municipal councils have to be more proactive in taking action against violators of SWM norms. They emphasize that there is need to enforcement the existing rules governing waste management. Additionally, Isa, 21 Asaari, Ramli, and Ahmad (2005) research in Malaysia to examine the implementation of a solid waste management program reveals that the government needs to set up procurement policies and develop recycling programs. The existing literature has unveiled what informs the selection policies and how to identify the drivers to ensure that the right decisions are realistic. It also alludes to the fact that they should ensure safety measures are put in place. It has highlighted how awareness of the policies should be promoted and reinforced. Conversely, the vital questions remain, what policies have been legislated, both at the national and school level to address waste management in schools in this country? The proposed research seeks to address this. 2.3.4 Resources The success of any program relies on the availability of resources. Limited financial resources as well as poor management have been singled out as factors leading Municipal SWM systems in many developing countries to fail. The “complex, entrenched and unsustainable technologies and systems” make it even more difficult to achieve (Christensen, Drysdale, & Hansen, 2014, p. 1063). A study by Howell (2015, p. 2153) in the USA however reveals that private sector plays a key role in solid waste management. According to the study, the private sector or companies have been “able to introduce their own desired modes of governing SW that superseded the preferences of state and county entities”. In India Gupta and Gupta (2015) believe that there is need to have adequate number of staff , since SWM a labour-intensive service. They point out that though SWM is a key service which is labour intensive, a number of local authorities’ experience shortage of staff which affects their performance hence impacting service delivery. In Nigeria, Adewole (2009), reviewed the waste management practices and the issue of sustainable development. The waste disposal habits of the people, corruption, work attitude, inadequate plants and equipment among others are militating against effective waste management to attain sustainable development. Additionally, the methods adopted by these agencies were found to be ineffective and fall short of international standards in waste 22 management practices and sustainable development. Effective waste management demands that there should be adequate land, workforce, plant and sufficient equipment. Governments need to increase the budgetary allocations for solid waste management. It should also promote sensitization campaigns to reduce the amount of solid waste, create an understanding on the need for separation of solid waste and initiate educational plans for the general public on environmental conservation as indicated by Aziz, Abdul, Bashir, and Yusoff (2011) in Iran when they gathered data on the collected amount of solid waste as well as its composition. On discussing the development of a systematic method for citing new mini- recycling centres in residential areas, Shalaby et al., (1996), (Rode, 2012), there has to be a comprehensive approach in terms of explaining policy awareness to manufactures, consumers, business houses will bring good results. Social media, information and public campaigns need to be adopted to inform the public as well as persuading them to participate. Indirectly thanking participants as well as monitoring and maintenance is required. This, therefore, means that adequate resources are required to ensure the sustainability of the programs. Interestingly, a study by Stevens, Ali, and Hunt (2007) and (Gupta and Gupta, 2015) in Azerbajain posits out that waste management services that were once provided by the states have been largely abandoned as a result of inadequate financing. In a study by Wilson, (2012) whose aim was to encourage the integration of Informal Recycle Sector in SWM, they state that, the selection of these services should consider the local needs and circumstances as well as financial sustainability, access to finances, health and safety of both the public and informal sector. Various challenges present themselves to ensure their availability. Armstrong, (1993) and Gupta and Gupta, (2015) in Tanzania who focused on issues affecting SWM itemized: funding, limited appropriate technology and economic solutions improvements in SWM. It is recommended that the government needs to designate appropriate sites in each immediate locality and develop an appropriate alternative system of SWM. From the above studies, it is evident that resources play a crucial role in enhancing waste management mechanisms. Most researchers place interest on what resources are needed as well as challenges faced by municipalities. However, they do not address the issue of resources within 23 the school. Could it be that the lack of resources is a hindrance to sustainable solid waste management mechanisms? This was a major objective that this study endeavoured to address. SWM in developing countries involves several stakeholders. It is also a multidimensional issue and has cost implications. The solution lies in producing reliable data and creating proper channels of communication. Stakeholders such as higher learning institutions of can play a crucial role in equipping professionals with skills on how to practice waste management (Guerrero, Maas, & Hogland, 2013). 2.4 Conceptual Framework A conceptual framework is a structure which the researcher believes can best explain the natural progression of the phenomenon to be studied (Camp, 2001). It is linked with the concepts, empirical research and important theories used in promoting and systemizing the knowledge espoused by the researcher (Peshkin, 1993). This study’s conceptual framework includes the key factors of the study, variables and the supposed relationships that exists among them. The conceptual frame work includes the independent and dependent variable as presented in figure 2.1 below: 24 Figure 2.1. Conceptual Framework For solid waste management to be attained, educational institutions should work to ensure that they are well equipped with the right knowledge and skill. This will enhance the students’ desire to acquire more knowledge and skill. It, therefore, means that the curriculum has content promoting the right SWM methods. Feedback to students is such an important component and schools should ensure that there is a preferred mode of feedback to students. Whereas knowledge is important if students are involved in waste management programs. Students get a chance of applying their knowledge in the field of study. Students’ involvement is a major factor in SWM. 25 Waste management plays a great role in the society. There are various strategies employed to ensure that the waste management programs work effectively in schools for example school’s education curriculum on waste management, setting up of garbage bins. This stipulates that the right strategies to encourage them should be used. They should be encouraged to make the right decisions as well as have the right attitude. Their involvement will also depend on their attitude, hence encouraging them to be good stewards of the environment are necessary. While students’ knowledge and involvement play vital roles in ensuring that waste is effectively managed, policies are equally important. A Policy is an intent implemented as a procedure to the attainment of waste management mechanisms at both the national and organizational level. To have sustainable waste management programs in schools, various interventions have to take place. For this to happen, the Government needs to come up with policies relating to SWM. Schools can also come up with their policies and programs to enhance SWM. There should be adequate resources. A resource is a source or supply from which a benefit is produced. Available resources in schools include technology, human, financial and equipment. Efficient collection systems have to be put in place. Additionally, the amount of equipment should be adequate. Efficiency depends greatly on the personnel available, hence there should be adequate personnel involved. SWM being a complex issue requires that all stakeholders be involved. This, therefore, means that the school must have good relationships between the school and its surrounding community. This will not only increase the level of awareness but help pull together all resources for sustainability. 2.5. Research Gap Currently, the country is suffering from a poor state of waste management. There is evidence of dumping waste indiscriminately, hips of uncollected waste and lack of waste segregation (NEMA 2015). Households, institutions and industries are still generating waste and this should be a concern to every individual or citizen in Kenya. Furthermore, segregation of waste at a household level is not done well. The same applies to when waste is being collected in the CBD, from industries, institutions. There is sufficient evidence that all waste is heaped together without any segregation (NEMA 2015). This study observes that this status quo has not changed to date 26 and thus gives impetus to a big research gap that needs continuous and rigorous research into attaining sustainable solid waste management in schools. The Local Authorities have been in charge of waste management. Nevertheless, the institution of waste management systems was never prioritized by the local authorities. Only insufficient resources were allocated towards waste management. According to (NEMA 2015), “the councils lacked technical and institutional capacities to manage waste”. In order to attain a sustainable waste management system in Kenya especially in schools, the country need to implement adequate strategies and plans. From the literature reviewed, it is quite evident that most of the researches that have been carried out focused on municipalities and do not address the sustainability of SWM in schools. For example, Adewole (2009) research in Nigeria looked at the sustainability of waste management in Lagos. Another example can be drawn from Mrema (2008) whose study in Canada assessed the effectiveness of their school recycling program, students’ environmental attitudes and behaviour. This study only focused on their attitudes and behaviour and failed to address the sustainability of these programs. This was the actual gap and the interest of the researcher, that is to evaluate the sustainability of solid waste management activities in schools by conducting a case study of Rusinga Schools in Nairobi County. 27 CHAPTER THREE RESEARCH DESIGN AND METHODOLOGY 3.1 Introduction This chapter describes the methodology which addressed the research questions set in chapter One. The chapter further discusses the research design, study site, target population, sample size and sampling procedure, data collection techniques, data analysis procedure, ethical issues and limitations linked to the research process. 3.2 Research design Kothari (2004) describes a research design as a “conceptual structure within which research is conducted”. A design provides several aspects of the study such as the purpose of the study, the study’s questions that will be addressed, data collection techniques data analysis methods and approaches for selecting study samples. For the purpose of this study descriptive research design was used. The study also employed the use of a case study which was conducted and analysed through qualitative and quantitative approaches. According to Creswell (2013) a descriptive research design is applied where a research intends to collect data with the intention of describing groups, organizations or phenomena without influencing them. Most social sciences research falls under this design because social sciences are concerned with specific predictions, with the narration of facts and characteristics concerning the status of the subject of study (Kothari, 2004). These approaches were ideal for the study because explanations into the concerning gaps in the assessment of the sustainability of waste management programs in schools could be derived from the responses gathered from the respondents’ day to day experiences in terms of waste management in the school and the surrounding environment of Kawangware suburb. The study collected both qualitative and quantitative data. In the quantitative method, the study collected descriptive data, which was interpreted and presented by the use of visual aids such as tables, graphs and charts to enhance the readers’ understanding of data distribution. For narrative descriptions, which is a qualitative method, the researcher analysed data into patterns and common themes that emerged during data analysis. 28 3.3 Study location The study site of the research was at Rusinga School, Nairobi. Nairobi is the capital and largest city of Kenya. According to the Kenya National Bureau of Statistics (2009) census, in the administrative area of Nairobi, 3,138,295 inhabitants live within 696 km2 (269 sq. miles). Rusinga School is located in the Lavington area, Nairobi County, and has a proximate relationship to the Kawangware suburb, which is known for lack of evident sustainable waste management systems or programs in place (See figure 3.1). Figure 3.2. Map of Kawangware, Source Google maps 3.4 Target Population The Rusinga Schools in Nairobi serve approximately 330 students in Years 7 to 13. That is Key; Stage 3 or Lower School (years 7 to 9), Key Stage 4 or Middle School (years 10 to 11), and Key Stage 5 or A-Levels (years 12 and 13) Rusinga School (2021). Although the school has two sections, i.e., the Preparatory section with a population of about 230 students and the next section the study targeted the senior school students’ section to assess whether their 29 proficiency/efficiency in knowledge and skills, attitudes and understanding of resources available vis-a-vis government policies are well inculcated in them considering their age and time that the learners have spent in school. The research also drew respondents from the general population who deal with solid waste management in and around the school’s external environment. The study selected employees from the school as well as employees of Nairobi County Government and Taka Taka Solutions, which is an organization that collects and processes solid waste in the school. 3.5 Sample Size Kothari (2004) refers to sample size as the number of items to be selected from the total population as a representation. For this study, a sample size of 195 respondents was selected as shown in table 3.1 below. These included a random sample of 175 students selected from the total population of 330 students and 20 respondents who were purposively selected from other stakeholders. For the students, the researcher used proportion sampling to select students from each grade based on the population of each grade. Besides the students, the researcher used purposive sampling to select respondents that participated in the key informant interviews. Davies, (2007, p. 16) affirms that purposive sampling helps the researcher to “identify and target individuals who are believed to be ‘typical’ of the people being studied or perhaps to interview all individuals within a sub population that is deemed to be typical of the whole”. This best enabled the researcher to answer research questions. A purposive sample or judgmental sampling was used because of the researcher’s knowledge of the population in relation to the purpose of the study. In this study, seven employees of Rusinga School, nine employees of Nairobi City Council, and four Management team members from Taka Taka Solutions were purposively selected. Table 3.1. Sample framework of respondents Rusinga School Nairobi City County D/ North Employees of Rusinga Taka Taka Solutions Total 30 School Population 330 27 22 12 391 Sample Size 175 9 7 4 195 3.6 Sampling procedure Sampling entails the selection of representative elements from the study’s population of which the researcher will use to make generalization. It is a technique that is used to select a sample. The study employed the use of probability as well as non-probability sampling techniques. To pick the desired elements to be included in the final sample size, random sampling was adopted in sampling key informants from the general public. For this study, the researcher sampled 175 students from a student population of 330 (N = 330). The study used a confidence level of 95% with a corresponding z-scores which can be found using an equation or widely available tables like the one provided in table 3.2 below) based on the chosen confidence level. Table 3.2 Distribution of respondents per year group and gender Grade and Gender Cross tabulation Gender Total Male Female Grade 10 10 15 25 11 25 18 43 7 23 16 39 8 15 22 37 9 13 18 31 Total 86 89 175 Table 3.2 shows that most respondents were drawn from grade 11 with 43 respondents, followed by 39 from grade 7, 37 from grade 8, 31 from grade 9, and 25 from grade 10. With more respondents drawn from grade 11, it was assumed that their responses could highly influence the 31 quality of knowledge on SWM due to their age and length of stay in school regarding the development of cognitive skills in the same field. Table 3. 3 Published tables for determining sample size Size of Population Sample Size (n) for Precision (e) of: ±5% ±10% 100 81 51 125 96 56 150 110 61 200 134 67 250 154 72 300 172 76 350 187 78 400 201 81 450 212 82 source: Singh & Masuku, 2014) (Sample size for ±5% and ±10% Precision Levels Where Confidence Level is 95% and P=0.5) 3.7 Research Instruments Data collection is collection of specific information focused on proving of disputing facts (Kothari, 2004). The aim was to evaluate the extent to which observations are true or false in this case study. With the aim of understanding and assessing the sustainability of waste management programs, the researcher used both qualitative and quantitative approaches to collect data. For this case, the instruments used to collect data included, a structured questionnaire for the students and an interview guide for the key informant interviews administered through face-to-face interviews. The key informant interviews were recorded following consent from the interviewees. The questionnaires were distributed to students for self- administration, of which, 100%were correctly filled and returned. 3.8 Data Analysis Qualitative and quantitative analysis were used. For qualitative analysis, the researcher used content analysis, which involved analysing the interview recordings to understand the 32 relationship between the experiences of individuals and their social framework. Quantitative data were analysed using descriptive statistics while using the Statistical Package for Social Sciences (SPSS) software. The findings of this research are discussed in detail in the next section of this thesis. 3.9 Ethical consideration of research Throughout the study, the researcher observed research ethics. The researcher facilitated respondents to understand the reason why the study was collecting both personal and social data. During the interviews, the researcher started by presenting the purpose of the study. The respondents were given the freedom to go through the ethics letter given by the university. They were also informed that participation was free of coercion and free will. The researcher made sure that ethical norms were observed while collecting data. The informants gave information freely, without coercion. The informants’ privacy and confidentiality were upheld. Secondly, while carrying out data analysis and presentation of the findings, the integrity of the responses was maintained. The findings and interpretation were presented honestly and objectively; the researcher avoided untrue, deceptive and doctored results. The researcher made sure that the data was available to other responsible parties with appropriate safeguards for privacy concerns. The researcher sought clearance from the Tangaza University ethics board. She used the same to get approval from the NACOSTI before embarking on the data collection process. 3.10 Validity and Reliability Separate data collection instruments were used on students, staff of RGS, Taka Taka solutions and County Council of Nairobi each tailored to their situation. Were also shared with other researchers for review. The researcher carried out a pre-test of the research instruments by testing them out on a small selected group of5 students and 5 staff RGS. The results were stored with the aim of providing a comparison with the results of the main study. If the results were similar, then the tools were to have proved to be reliable.